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News Release 2016-71 | June 17, 2016

OCC Enforcement Actions and Terminations for June 2016

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
Pennsylvania
2016-057 The Northumberland National Bank, Northumberland 5/5/2016

Civil Money Penalty Orders
No. Name/Bank/City Date
South Dakota
2016-055 Wells Fargo Bank, National Association, Sioux Falls 5/24/2016

Notices Filed
No. Name/Bank/City Date
Georgia
N16-001 William R. Blanton, United Americas Bank, National Association, Atlanta 4/4/2016

Personal Cease and Desist Orders
No. Name/Bank/City Date
Florida
2016-061 Lisa Ellis, Gibraltar Private Bank & Trust Co., Coral Gables 5/3/2016

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
California
2016-059 C&D, South County Bank, National Association, Rancho Santa Margarita (EA# 2011-010) 5/24/2016
North Carolina
2016-060 FA, Bank of America, National Association, Charlotte (EA# 2010-239) 5/13/2016
South Dakota
2016-056 C&D, Wells Fargo Bank, National Association, Sioux Falls (EA# 2015-067) 5/24/2016
2016-056 C&D, Wells Fargo Bank, National Association, Sioux Falls (EA# 2011-051) 5/24/2016
2016-056 C&D, Wells Fargo Bank, National Association, Sioux Falls (EA# 2013-132) 5/24/2016

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