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NR 1996-144
Contact: Lynnette Carter-Warren
(202) 874-4700

OCC Announces Twelve New Enforcement Actions and One Termination

WASHINGTON, DC — The Office of the Comptroller of the Currency today announced 13 enforcement actions taken against national banks. The 13 actions released today include: one formal agreement, two cease and desist orders, three civil money penalties, six removals/prohibitions and one termination of an existing enforcement action.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Disclosure Room (3-10), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC's Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

Formal Agreement, by Consent
No. Bank/City Date
California
870 National Bank of Southern California, Santa Ana 04/08/1992
Pennsylvania
96-60 Regent National Bank, Philadelphia 10/10/1996
Cease and Desist Order, by Consent
No. Individual/Bank/City Date
California
96-61 Gerold Morita, Mechanics National Bank (Failed), Paramount 11/22/1996
New York
96-62 Ramon Martinez, Capital National Bank (Failed), Bronx 03/04/1996
Civil Money Penalties, by Consent
No. Individual/Bank/City Date
California
96-63 Albert N. Greenfield, Mechanics National Bank
(Failed), Paramount
06/28/1996
96-64 Patrick F. Grabowski, Mechanics National Bank (Failed), Paramount 11/22/1996
Puerto Rico
96-65 Carlos Conde, III, Banco Nacional, N.A., Hato Rey 11/22/1996
Removal / Probibition, by Consent
No. Individual/Bank/City Date
California
96-63 Albert N. Greenfield, Mechanics National Bank (Failed), Paramount 06/28/1996
96-61 Gerold Morita, Mechanics National Bank (Failed), Paramount 11/22/1996
Colorado
96-66 David Munoz, Bank One, Colorado, N.A., Denver 12/04/1996
New York
96-67 Luis Alfaro, Capital National Bank (Failed), Bronx 07/26/1996
96-62 Ramon Martinez, Capital National Bank (Failed), Bronx 03/04/1996
Puerto Rico
96-65 Carlos Conde, III, Banco Nacional, N.A., Hato Rey 11/22/1996
Termination of Enforcement Actions
No. Bank/City/Old EA# Date
California
96-68 National Bank of Southern California, Newport Beach, (EA #870) 11/15/1996
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