Skip navigation
Ensuring a Safe and Sound Federal Banking System for All Americans Site Map | Text Size: S M L

NR 1998-22
Contact: Frank D. Vance, Jr.
(202) 649-6870

OCC Announces 13 New Enforcement Actions and One Termination

WASHINGTON, DC — The Office of the Comptroller of the Currency today announced 14 enforcement actions taken against national banks. The 14 actions released today include: one formal agreement, six civil money penalties, three cease and desist orders, two removals/prohibitions, one restitution and one termination of an existing enforcement action.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should to be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

Formal Agreement, by Consent
No. Bank/City Date
Pennsylvania
98-5 The First National Bank of Port Allegany, Port Allegany 01/28/98
Civil Money Penalties
No. Individual/Bank/City Date
Illinois
98-7 Sheldon Bernstein, Park National Bank and Trust of Chicago, Chicago 01/26/98
98-8 Robert Mills, Park National Bank and Trust of Chicago, Chicago 01/26/98
98-9 Alfred Roggeman, Park National Bank and Trust of Chicago, Chicago 01/26/98
98-10 Marianne Luczak, Park National Bank and Trust of Chicago, Chicago 01/26/98
Maryland
98-6 Horacio Bernardo Rozenblum, Capital Bank, N.A., Rockville 01/30/98
New York
98-1 Massimiliano Locci, Instituto Bancario San Paolo Di Torino, New York 11/13/97
Personal Cease and Desist Order, by Consent
No. Individual/Bank/City Date
Maryland
98-6 Horacio Bernardo Rozenblum, Capital Bank, N.A., Rockville 01/30/98
Cease and Desist Order, by Consent
No. Individual/Bank/City Date
Illinois
98-9 Alfred Roggeman, Park National Bank and Trust of Chicago, Chicago 01/26/98
98-10 Marianne Luczak, Park National Bank and Trust of Chicago, Chicago 01/26/98
Restitution
No. Individual/Bank/City Date
New York
98-1 Massimiliano Locci, Instituto Bancario San Paolo Di Torino, New York 11/13/97
Removals/Prohibitions, by Consent
No. Individual/Bank/City Date
Arizona
98-3 Alta L. Hernandez, Norwest Bank Arizona, N.A., Phoenix 01/06/98
Indiana
98-2 Stacy Howard, NBD Bank, N.A., Indianapolis 01/26/98
Termination of Enforcement Action
No. Type/Bank/City/Old EA# Date
Michigan
98-4 FA, First Independence National Bank, Detroit, (EA #248) 01/16/98
# # #