|
NR 1998-30
FOR IMMEDIATE RELEASE March 17, 1998
Contact: Frank D. Vance, Jr. (202) 649-6870
OCC Announces 14 New Enforcement Actions and 6 Terminations
WASHINGTON, DC — he Office of the Comptroller of the Currency today announced 20 enforcement actions taken against national banks. The 20 actions released today include: two formal agreements, five civil money penalties, one personal cease and desist order, one cease and desist order, one personal cease and desist order for restitution, four removals/prohibitions, and six terminations of existing enforcement actions.
A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should to be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division. The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Web Site located at http://www.occ.treas.gov.
Formal Agreement, by Consent |
No. |
Bank/City |
Date |
Oklahoma |
97-111 |
First National Bank in Pawhuska, Pawhuska |
09/12/97 |
Texas |
97-109 |
The National Bank of Madisonville, Madisonville |
12/18/97 |
Civil Money Penalties, by Consent |
No. |
Individual/Bank/City |
Date |
Colorado |
97-92 |
Robert W. Lewis, Wells Fargo Bank, N.A., Denver |
12/17/97 |
Kansas |
97-108 |
Dale Swenson, Tri-County National Bank, Washington |
07/30/97 |
Minnesota |
97-104 |
John E. Herges, Stearns County National Bank, St. Cloud |
12/30/97 |
97-105 |
Michael McNeil, Stearns County National Bank, St. Cloud |
12/30/97 |
97-106 |
Norman Skalicky, Stearns County National Bank, St. Cloud |
12/30/97 |
Personal Cease and Desist Order, by Consent |
No. |
Individual/Bank/City |
Date |
Maryland |
97-107 |
Martin Rozenblum, Capital Bank, N.A., Rockville |
12/2/97 |
Cease and Desist Order, by Consent |
No. |
Bank/City |
Date |
Texas |
97-98 |
First National Bank of Newton, Newton |
08/25/97 |
Personal Cease and Desist Order for Restitution, by Consent |
No. |
Individual/Bank/City |
Date |
Colorado |
97-92 |
Robert W. Lewis, Wells Fargo Bank, N.A., Denver |
12/17/97 |
Removals/Prohibitions, by Consent |
No. |
Individual/Bank/City |
Date |
California |
97-97 |
Julie Nguyen, Bank of America, N.T. & S.A., San Francisco |
08/25/97 |
Colorado |
97-92 |
Robert W. Lewis, Wells Fargo Bank, N.A., Denver |
12/17/97 |
Louisiana |
97-90 |
Luther P. Palumbo, Jr., Progressive National Bank of DeSoto Parish, Mansfield |
11/08/97 |
Oklahoma |
97-89 |
Georganna Townsend, People's National Bank, Checotak |
04/03/97 |
Termination of Enforcement Actions |
No. |
Type/Bank/City/Old EA# |
Date |
California |
97-102 |
FA, Marathon National Bank, Los Angeles, (EA #95-47) |
12/31/97 |
Indiana |
97-95 |
SE, NBD Bank, N.A., Indianapolis, (EA #979) |
06/26/97 |
Maryland |
97-94 |
SE, First National Bank of Maryland, Baltimore, (EA #983) |
06/05/97 |
97-110 |
FA, Sequoia National Bank, Bethesda, (EA #95-11) |
12/22/97 |
Missouri |
97-96 |
SE, UMB Bank, N.A., Kansas City, (EA #988) |
07/18/97 |
Pennsylvania |
97-93 |
SE, Mellon Bank, N.A., Pittsburgh, (EA #995) |
06/05/97 |
# # #
|