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NR 1998-43
FOR IMMEDIATE RELEASE April 27, 1998
Contact: Frank D. Vance, Jr. (202) 649-6870
Revised List of Enforcement Actions
Note to Editors
Because of a clerical error, some identification numbers for earlier enforcement actions taken against national banks were reported incorrectly. Therefore, the revised list of enforcement actions follows. Please adjust your files accordingly.
A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should to be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.
The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Web Site located at http://www.occ.treas.gov/enforce.htm.
Formal Agreement, by Consent |
No. |
Bank/City |
Date |
South Dakota |
97-91 |
Deuel County National Bank, Clear Lake |
10/15/97 |
Oklahoma |
97-111 |
First National Bank in Pawhuska, Pawhuska |
09/12/97 |
Pennsylvania |
98-5 |
The First National Bank of Port Allegany, Port |
01/28/98 |
Texas |
97-109 |
The National Bank of Madisonville, Madisonville |
12/18/97 |
Civil Money Penalties, by Consent |
No. |
Individual/Bank/City |
Date |
Colorado |
97-92 |
Robert W. Lewis, Wells Fargo Bank, N.A., Denver |
12/17/97 |
Illinois |
98-7 |
Sheldon Bernstein, Park National Bank and Trust of Chicago, Chicago |
01/26/98 |
98-8 |
Robert Mills, Park National Bank and Trust of Chicago, Chicago |
01/26/98 |
98-9 |
Alfred Roggeman, Park National Bank and Trust of Chicago, Chicago |
01/26/98 |
98-10 |
Marianne Luczak, Park National Bank and Trust of Chicago, Chicago |
01/26/98 |
Kansas |
97-108 |
Dale Swenson, Tri-County National Bank, Washington |
07/30/97 |
Maryland |
98-6 |
Horacio Bernardo Rozenblum, Capital Bank, N.A., Rockville |
01/30/98 |
Minnesota |
97-104 |
John E. Herges, Stearns County National Bank, St. Cloud |
12/30/97 |
97-105 |
Michael McNeil, Stearns County National Bank, St. Cloud |
12/30/97 |
97-106 |
Norman Skalicky, Stearns County National Bank, St. Cloud |
12/30/97 |
Personal Cease and Desist Order, by Consent |
No. |
Individual/Bank/City |
Date |
Colorado |
97-92 |
Robert W. Lewis, Wells Fargo Bank, N.A., Denver |
12/17/97 |
Illinois |
98-9 |
Alfred Roggeman, Park National Bank and Trust of Chicago, Chicago |
01/26/98 |
98-10 |
Marianne Luczak, Park National Bank and Trust of Chicago, Chicago |
01/26/98 |
Maryland |
97-107 |
Martin Rozenblum, Capital Bank, N.A., Rockville |
12/02/97 |
98-6 |
Horacio Bernardo Rozenblum, Capital Bank, N.A., Rockville |
01/30/98 |
Cease and Desist Order, by Consent |
No. |
Individual/Bank/City |
Date |
Texas |
97-98 |
First National Bank of Newton, Newton |
08/25/97 |
Personal Cease and Desist Order for Restitution, by Consent |
No. |
Individual/Bank/City |
Date |
Colorado |
97-92 |
Robert W. Lewis, Wells Fargo Bank, N.A., Denver |
12/17/97 |
Maryland |
98-6 |
Horacio Bernardo Rozenblum, Capital Bank, N.A., Rockville |
01/30/98 |
Removals/Prohibitions, by Consent |
No. |
Individual/Bank/City |
Date |
Arizona |
98-3 |
Alta L. Hernandez, Norwest Bank Arizona, N.A., Phoenix |
01/06/98 |
California |
97-86 |
Shonn McRoyal, Bank of America, N.T. & S.A., San Francisco |
10/17/97 |
97-97 |
Julie Nguyen, Bank of America, N.T. & S.A., San Francisco |
08/25/97 |
Colorado |
97-92 |
Robert W. Lewis, Wells Fargo Bank, N.A., Denver |
12/17/97 |
Indiana |
97-87 |
Kerri Schwomeyer, NBD Bank, N.A., Indianapolis |
10/15/97 |
98-2 |
Stacy Howard, NBD Bank, N.A., Indianapolis |
01/26/98 |
Louisiana |
97-90 |
Luther P. Palumbo, Jr., Progressive National Bank of DeSoto Parish, Mansfield |
11/08/97 |
Oklahoma |
97-89 |
Georganna Townsend, People's National Bank, Checotak |
04/03/97 |
Safety and Soundness Order, by Consent |
No. |
Bank/City |
Date |
Texas |
97-103 |
Marble Falls National Bank, Marble Falls |
10/17/97 |
Terminations of Enforcement Actions |
No. |
Type/Bank/City/Old EA# |
Date |
California |
97-88 |
FA, Mercantile National Bank, Los Angeles, (EA #95-82 |
11/18/97 |
97-102 |
FA, Marathon National Bank, Los Angeles, (EA #95-47 |
12/31/97 |
Illinois |
97-112 |
CO, First National Bank of Chicago, Chicago, (EA #95-1 |
10/17/97 |
Indiana |
97-95 |
SE, NBD Bank, N.A., Indianapolis, (EA #979) |
06/26/97 |
Maryland |
97-94 |
SE, First National Bank of Maryland, Baltimore, (EA #983) |
06/05/97 |
97-110 |
FA, Sequoia National Bank, Bethesda, (EA #95-11) |
12/22/97 |
Michigan |
98-4 |
FA, First Independence National Bank, Detroit, (EA #248) |
01/16/98 |
Missouri |
97-96 |
SE, UMB Bank, N.A., Kansas City, (EA #988) |
07/18/97 |
Pennsylvania |
97-93 |
SE, Mellon Bank, N.A., Pittsburgh, (EA #995) |
06/05/97 |
Texas |
97-113 |
Marble Falls National Bank, Marble Falls, (EA #97-113) |
12/23/97 |
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