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Alphabetical Listing


OTS Trust and Asset Management Handbook

Glossary >

Number Issue Date Title Rescinded Date Comment
TH 10 07/2010 Using the Handbook 01/06/2012 Replaced4 by Comptroller's Handbook - Community Bank Supervision
TH 20 07/2010 Trust and Asset Management Examinations 01/06/2012 Replaced4 by Comptroller's Handbook - Bank Supervision Process
TH 30 07/2001 Supervision by Risk 01/06/2012 Replaced4 by Comptroller's Handbook - Community Bank Supervision
TH 40 07/2001 Examination Planning and Control 01/06/2012 Outdated1
TH 42 07/2001 Useful Reports 01/06/2012 Replaced4 by Comptroller's Handbook - Community Bank Supervision
TH 50 07/2001 Report Preparation and Issuance 01/06/2012 Replaced4 by Comptroller's Handbook - Community Bank Supervision
TH 60 07/2010 Assignment of Ratings 01/06/2012 Replaced4 by Comptroller's Handbook - Bank Supervision Process
TH 70 07/2010 Post Examination Activities 01/06/2012 Replaced4 by Comptroller's Handbook - Community Bank Supervision
TH 80 07/2001 Examination Administration: Enforcement Activities 09/09/2011 Replaced4 by OCC 2011-37
TH 90 11/2003 Trust and Asset Management Trust-Only Examinations 01/06/2012 Replaced4 by Comptroller's Handbook - Bank Supervision Process
TH 100 07/2001 Trust and Asset Management Activities 01/06/2012 Replaced4 by Comptroller's Handbook - Asset Management
TH 110 07/2001 Fiduciary Duties, Risks and Liabilities 01/06/2012 Replaced4 by Comptroller's Handbook - Asset Management
TH 120 07/2001 Applicable Laws 01/06/2012 Outdated1
TH 130 07/2001 Trust Powers 01/06/2012 Replaced4 by Comptroller's Handbook - Asset Management
TH 140 01/2010 Document Custody 05/17/2012 Replaced4 by Comptroller's Handbook - Custody Services
TH 150 02/2010 Pre-Need Funeral and Cemetery Trusts 05/17/2012 Replaced4 by Comptroller's Handbook - Personal Fiduciary Services
TH 160 05/2010 Introduction to Individual Retirement Accounts 02/14/2014 Replaced4 by Comptroller's Handbook - Retirement Plan Products and Services
TH 200 07/2001 Introduction to Management 01/06/2012 Replaced4 by Comptroller's Handbook - Asset Management
TH 210 07/2001 Management Appraisal 01/06/2012 Replaced4 by Comptroller's Handbook - Community Bank Supervision
TH 220 07/2001 Risk Management 01/06/2012 Replaced4 by Comptroller's Handbook - Community Bank Supervision
TH 300 07/2001 Introduction to Operations and Internal Controls 01/06/2012 Replaced4 by Comptroller's Handbook - Operations and Controls
TH 400 07/2001 Introduction to Audits 01/06/2012 Replaced4 by Comptroller's Handbook - Internal and External Audits
TH 500 07/2001 Introduction to Information Technology 01/06/2012 Replaced4 by Comptroller's Handbook - Community Bank Supervision
TH 600 07/2001 Introduction to Earnings 01/06/2012 Replaced4 by Comptroller's Handbook - Community Bank Supervision.
TH 700 07/2001 Introduction to Compliance 01/06/2012 Replaced4 by Comptroller's Handbook - Community Bank Supervision
TH 710 07/2001 Introduction to Conflicts of Interest 01/06/2012 Replaced4 by Comptroller's Handbook - Conflicts of Interest
TH 720 07/2001 Introduction to Personal and Court Accounts 01/06/2012 Replaced4 by Comptroller's Handbook - Personal Fiduciary Services
TH 730 07/2001 Introduction to Employee Benefit Accounts 01/06/2012 Replaced4 by Comptroller's Handbook - Retirement Plan Services
TH 740 07/2001 Introduction to Private Banking 01/06/2012 Outdated1
TH 750 07/2001 Introduction to Corporate Trust 01/06/2012 Outdated1
TH 800 07/2001 Introduction to Asset Management 01/06/2012 Replaced4 by Comptroller's Handbook - Asset Management
TH 810 07/2001 Introduction to Portfolio Management 01/06/2012 Replaced4 by Comptroller's Handbook - Asset Management
TH 820 07/2001 Introduction to Marketable Securities 01/06/2012 Replaced4 by Comptroller's Handbook - Asset Management
TH 830 07/2001 Introduction to Mutual Funds 01/06/2012 Replaced4 by Comptroller's Handbook - Asset Management
TH 840 07/2001 Introduction to Closely Held Business Interests 01/06/2012 Outdated1
TH 850 07/2001 Introduction to Real Estate Investments 01/06/2012 Replaced4 by Comptroller's Handbook - Asset Management
TH 860 07/2001 Introduction to Miscellaneous Assets 01/06/2012 Replaced4 by Comptroller's Handbook - Asset Management
TH 870 07/2001 Introduction to Insurance Products 01/06/2012 Replaced4 by Comptroller's Handbook - Asset Management
TH 880 07/2001 Introduction to Common and Collective Funds 01/06/2012 Replaced4 by Comptroller's Handbook - Collective Investment Funds

The reason each document is rescinded is noted as one of the following:

1 Outdated – The document is no longer needed. Any attachments to the document are rescinded only as they relate to national banks and federal savings associations.

2 Duplicative – The document transmitted interagency guidance that was issued jointly with the OCC. The rescission applies to the transmitting document only and not the attached interagency guidance. Thrifts are directed to use the OCC-issued document.

3 Conveyance – The document is a cover letter that merely conveyed another document. The rescission does not change the applicability of the conveyed document. To determine the applicability of the conveyed document, please refer to the original issuer of the document.

4 Replaced – The document and any attachments are superseded by OCC guidance.