Skip to main content
OCC Flag

An official website of the United States government

Asset Management

Asset Management is the business of providing financial products or services to a customer for a fee or commission. National banks and federal savings associations (banks) that engage in asset management activities are exposed to many risk factors and must effectively identify, measure, control, and monitor risks.

In This Section

Asset Management Issuances


Related News and Issuances

DateIDTitle
03/27/2024 NR 2024-35 OCC Reports Fourth Quarter 2023 Bank Trading Revenue
01/17/2024 OCC 2024-3 Securities Operations: Shortening the Standard Settlement Cycle
12/13/2023 NR 2023-138 OCC Reports Third Quarter 2023 Bank Trading Revenue