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BankNet

BankNet
Resources for bankers

Capital Markets

Asset Management
The OCC defines asset management as the business of providing financial products or services to a third party for a fee or commission. The supervision of asset management activities is an important component of the OCC's safety and soundness supervisory framework.

Balance Sheet Management
Balance Sheet Management includes investment securities, BOLl, liquidity risk, and interest rate risk for national banks and federal savings associations, as well as assessing interest rate risk and liquidity risk for the federal banking system as a whole.  

Financial Markets
Financial markets encompass a range of market, product, and price risks for which policies and procedures are developed to help identify, monitor, measure, and control the risks. The Dodd-Frank Act (DFA) legislated numerous product, market, and infrastructure changes in financial markets. For one, the DFA drives new and revised regulation of derivatives markets. Also, the Volcker Rule implements DFA restrictions on proprietary trading and investment in covered funds.

 


Related News and Issuances
Publish DateIdentifierTitle
09/26/2018  OCC 2018-32, Liquidity Coverage Ratio Rule: Treatment of Certain Municipal Obligations as High-Quality Liquid Assets: Interim Final Rule
07/06/2018  NR 2018-69, Agencies Issue Statement Regarding the Impact of the Economic Growth, Regulatory Relief, and Consumer Protection Act
06/05/2018  NR 2018-56, Agencies Ask for Public Comment on Proposal to Simplify and Tailor "Volcker Rule"